We are looking to build a team of File Reviewers to work with a leading Pensions and Investment Client on a suitability review.
As a File Reviewer, you will be:
- Conducting post-sale reviews of client files to ensure advice suitability and regulatory compliance
- Identify and flag potential risks or areas for improvement
- Review ID&V documentation to ensure compliance with the company’s procedure
- Maintain accurate records of all reviews and follow-up actions
We’re looking for a File Reviewer with:
- Industry qualifications e.g. Level 4 qualified, CII Diploma in Regulated Financial Planning or another Accredited Body qualification
- Financial services industry experience, including previous file review activities
- Strong knowledge of FCA requirements and industry best practice
This will be an initial 3-month contract, with a start date expected in mid September, but comes with the likely option to extend further.
You will be working Monday-Friday, (37.5 hours per week) on a remote working basis.
In return, you will receive a salary of £300 per day, via an umbrella company.
for this role as File Reviewer, please click apply online and upload a copy of your latest CV.
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